Monday, 1 September 2014

Senior Manager Compliance (Exp in FSA Regulations Mandatory), 9 - 12 years exp, Mumbai

Assist in creating a culture of effective compliance that is embedded throughout Capita Indias operations

maintain relationships with onshore Heads of Compliance and Operational teams appropriate to the delivery of compliance assistance, in line with contractual obligations and reasonable relationship requirements


lead offshore Compliance support in the adherence with regulatory principles in a pragmatic fashion


be aware of all Compliance Team obligations (to include those set externally and related internal policy and procedure) and demonstrate adherence through actions


oversee the review of operational procedures to ensure compliance with relevant regulations and guidance


maintain an effective process for management and assessment of breaches


advise the business regarding effective governance arrangements


manage ad-hoc risk-based real time reviews undertaken outside of the Compliance Plan and the Compliance Monitoring Programme


support the business where appropriate in the identification and mitigation of regulatory risks


ensure compliance department processes are maintained, operated and developed, whilst ensuring consistency





Capita India Pvt. Ltd




We are the UK"s leading business process outsourcing (BPO) and we are the UK"s leading business process outsourcing (BPO) and professional services company. We deliver back office administration and front office customer contact services to private and public sector organisations across the UK & Ireland. Our India business was set up in 2004 and we now have 6 offices across 4 cities - Mumbai, Pune, Bengaluru and Gurgaon.

Our India business includes clients from a diverse range of industries including, Mutual Fund Administration, Life and Pensions Administration, Insurance Services and other regulated and unregulated Financial Services work. While Capita India remains the largest and most comprehensive offshore operations for the UK life and pensions industry, we have diversified our service capability significantly adding new verticals like Retail, Airlines, Debt Management and Utilities. We have also expanded our service capability in India to incorporate research and analytical services for pharmaceutical companies.







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